Constitutional AI is an approach designed to align Artificial Intelligence (AI) models, particularly Large Language Models (LLMs), with human values and ethical principles. Instead of solely relying on direct human feedback to guide behavior, this method uses a predefined set of rules or principles—a "constitution"—to help the AI evaluate and revise its own responses during the training process. The goal is to create AI systems that are helpful, harmless, and honest, reducing the risk of generating biased, toxic, or otherwise undesirable outputs. This technique, pioneered by researchers at Anthropic, aims to make AI alignment more scalable and less dependent on extensive human supervision.
Как работает конституционный искусственный интеллект
The core idea behind Constitutional AI involves a two-phase training process:
- Supervised Learning Phase: Initially, a standard pre-trained language model is prompted with scenarios designed to elicit potentially harmful or undesirable responses. The model generates several responses. These responses are then critiqued by another AI model based on the principles outlined in the constitution. The AI critiques its own responses, identifying why a response might violate a principle (e.g., being non-consensual or harmful). The model is then fine-tuned on these self-critiqued responses, learning to generate outputs that align better with the constitution. This phase uses supervised learning techniques.
- Reinforcement Learning Phase: Following the supervised phase, the model is further refined using Reinforcement Learning (RL). In this stage, the AI generates responses, and an AI model (trained using the constitution) evaluates these responses, providing a reward signal based on how well they adhere to the constitutional principles. This process, often referred to as Reinforcement Learning from AI Feedback (RLAIF), optimizes the model to consistently produce outputs aligned with the constitution, essentially teaching the AI to prefer constitutionally-aligned behavior.
This self-correction mechanism, guided by explicit principles, distinguishes Constitutional AI from methods like Reinforcement Learning from Human Feedback (RLHF), which heavily relies on human labelers rating model outputs.
Ключевые понятия
- The Constitution: This is not a literal legal document but a set of explicit ethical principles or rules guiding the AI's behavior. These principles can be derived from various sources, such as universal declarations (like the UN Declaration of Human Rights), terms of service, or custom ethical guidelines tailored to specific applications. The effectiveness relies heavily on the quality and comprehensiveness of these principles.
- AI Self-Critique and Revision: A fundamental aspect where the AI model learns to evaluate its own outputs against the constitution and generate revisions. This internal feedback loop reduces the need for constant human intervention.
- AI Alignment: Constitutional AI is a technique contributing to the broader field of AI alignment, which seeks to ensure that AI systems' goals and behaviors align with human intentions and values. It addresses concerns about AI safety and the potential for unintended consequences.
- Scalability: By automating the feedback process using AI based on the constitution, this method aims to be more scalable than RLHF, which can be labor-intensive and potentially introduce human biases (algorithmic bias).
Примеры из реальной жизни
- Anthropic's Claude Models: The most prominent example is Anthropic's family of Claude LLMs. Anthropic developed Constitutional AI specifically to train these models to be "helpful, harmless, and honest." The constitution used includes principles discouraging toxic, discriminatory, or illegal content generation, based partly on the UN Declaration of Human Rights and other ethical sources. Read more in their paper on Collective Constitutional AI.
- AI Content Moderation Systems: Constitutional AI principles could be applied to train models for content moderation platforms. Instead of relying solely on human moderators or rigid keyword filters, an AI could use a constitution defining harmful content (e.g., hate speech, misinformation) to evaluate user-generated text or images, leading to more nuanced and consistent moderation aligned with platform policies and AI ethics guidelines.
Applications and Future Potential
Currently, Constitutional AI is primarily applied to LLMs for tasks like dialogue generation and text summarization. However, the underlying principles could potentially extend to other AI domains, including Computer Vision (CV). For instance:
The development and refinement of effective constitutions, along with ensuring the AI faithfully adheres to them across diverse contexts, remain active areas of research within organizations like Google AI and the AI Safety Institute. Tools like Ultralytics HUB facilitate the training and deployment of various AI models, and incorporating principles akin to Constitutional AI could become increasingly important for ensuring responsible deployment.